MEDICOLEGAL

Correcting Medical Records


1. Statutory & Professional Framework
LevelSourceCore duties relevant to corrections
CommonwealthPrivacy Act 1988 (Cth) – Australian Privacy Principles (APP 12 access, APP 13 correction)• Take reasonable steps to ensure information is accurate, complete, up-to-date and not misleading.
• Respond to a correction request within 30 days; if refusing, give written reasons and advise of the patient’s right to annotate the record. OAICOAIC
State / TerritoryNSW HRIP Act 2002
• Vic Health Records Act 2001
• ACT Health Records (Privacy & Access) Act 1997
• Tas Health Records Act 2021
• Qld Information Privacy Act 2009
• NT Information Act 2002
• WA FOI Act 1992
• SA Information Privacy Principles (IPPS)
Provide parallel rights to seek amendment and require a permanent audit trail; most expressly prohibit deleting or obliterating an entry.
ProfessionalMedical Board of Australia, Good Medical Practice: A Code of Conduct (2020) – cl 10.4–10.6; RACGP Standards (5th ed.) C2.2Maintain contemporaneous records; date,
time-stamp and sign any alteration;
never falsify or back-date notes. Medical Board of Australia

2. When a Patient Requests a Correction
  1. Acknowledge in writing (recommended within 7 days).
  2. Verify the alleged error (check source documents, pathology, correspondence).
  3. Decide within 30 days (APP 13.5); if more time is needed, seek the patient’s consent to extend.
  4. If you agree – add a new dated, signed entry that:
    • quotes the original wording in quotation marks;
    • states the correction;
    • cross-references any changed summary/problem list;
    • notifies other providers to whom the erroneous data were disclosed (APP 13.2).
  5. If you refuse (because the information is clinically accurate or reflects professional opinion):
    • give written reasons (unless unreasonable to do so);
    • advise the patient of their right to lodge a statement of disagreement which must be linked to the disputed entry;
    • outline OAIC and local health-complaint avenues. OAIC

3. Corrections Initiated by the Practitioner
ScenarioCorrective action
Minor factual typo (e.g. “left” written for “right”)• Add an addendum immediately under the original note – “ADDENDUM 25-05-2025 17:30 Dr ___ Should read ‘right’ not ‘left’ — original entry retained for audit.
Wrong patient file• Move the entry into the correct chart or segregated ‘miscellaneous/erroneous’ folder with restricted permissions;
• Insert a cross-reference in both files explaining the clerical error;
• Document steps taken to protect privacy.
Discovering a clinical errorDo not alter contemporaneous notes;
• Add a factual, timestamped note clarifying the error and commence open-disclosure process if warranted;
• Record discussions with the patient and any corrective treatment plan.

Never delete, overwrite or back-date entries – audit logs are subpoena-able and deliberate tampering is professional misconduct.


4. Handling Sensitive or Stigmatising Information
  • Clinically relevant data cannot be omitted simply because it is sensitive.
  • Options:
    • “Confidential” flag or restricted-access module in the EMR.
    • Brief notation: “Sensitive social history discussed – see confidential file.”
    • Separate paper record stored in a locked cabinet (rarely necessary and increases fragmentation).
  • Explain privacy safeguards (encryption, role-based access, MyHealthRecord controls) to reassure the patient.

5. Case Law Illustrations
CaseKey findingPractical lesson
HCCC v Tan [2024] NSWCATOD 207GP altered >4 000 records and fabricated referrals; registration cancelled for professional misconduct. bnlaw.com.auAny retrospective alteration that disguises the clinical truth is likely to end a career.
Medical Board of Australia v Al Raheb (2020)Doctor reprimanded and conditions imposed for poor record-keeping and privacy breaches. Medical Board of AustraliaNon-contemporaneous or incomplete notes attract disciplinary sanctions even without patient harm.
Re A Medical Practitioner (Canberra, 2025)Tribunal found misconduct where doctor accessed a colleague’s record 14 times without clinical need. ABCAccessing or amending a record without a therapeutic relationship can itself be misconduct.
Giller v Procopets (2008) VSCACourt awarded damages for emotional distress under breach of confidence after intimate material was disclosed. List G BarristersConfidential patient data, if mishandled or disclosed, can found civil liability even outside statutory privacy law.

6. Deleting Information – Extremely Limited Exceptions
  • Wrong-patient entry that is purely administrative (e.g. Medicare number):
    • Some EMRs allow administrative delete that still logs metadata; print the audit trail and keep in a secure ‘errors’ file.
  • Court order or statutory suppression (rare).
  • In every case, retain an audit trace showing who, when and why. Seek medico-legal or IT advice before proceeding.

7. Post-Correction Responsibilities
  1. Notify downstream recipients (specialists, hospitals, MyHR) if the error may affect care.
  2. Internal audit – ensure practice policy mandates:
    • user-unique log-ins,
    • locked templates (no mass overwrite),
    • routine record-keeping education.
  3. Document the entire correction workflow in the clinical file.
  4. Encourage a learning culture – discuss near-misses at clinical governance meetings.

8. Penalties for Non-Compliance
  • Privacy Act civil penalty for serious or repeated interference with privacy (up to the greater of $50 m or 30 % of adjusted turnover).
  • Professional – reprimand, suspension or cancellation (Health Practitioner Regulation National Law s 127, 139E).
  • Civil litigation – negligence or breach-of-confidence damages (e.g. Giller).
  • Criminal – fraud charges if falsification linked to Medicare billing (cf Dr Tan).

9. Practical SOP Template (extract)
  1. Policy reference – APP 13; RACGP C2.2.
  2. Receiving a request – log in “Corrections Register”, acknowledge within 48 h.
  3. Assessment meeting – responsible GP + practice manager within 14 days.
  4. Decision & action – complete within 30 days, using standard addendum macro.
  5. Communication – issue ‘correction outcome letter’ + updated referral if needed.
  6. Review – quarterly audit of corrections and EMR logs.

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